We specialize in providing high-integrity compliance services to small publicly-traded companies. Our range of services includes:

Public Company Audit Services

Our public company audit services include:

  • SEC and NASD regulated audited annual reporting and un-audited interim reporting for reporting companies
    (’34 Act compliance)
  • Registration statements and IPOs (’33 Act compliance)
  • Assistance with the planning process
  • M & A financial due diligence
  • Preparation of pro-forma financial statements
  • Consultation on complex accounting issues (including financial derivatives and FIN 46 consolidations) -
    see our Embedded Financial Derivatives page.

Private Company Audit Services

Our private company audit services include:

  • NASD Broker-Dealer regulatory audits
  • Private company audits for bank or investor reporting
  • Reviews and compilations
  • Accounting advice and consulting